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NCSL Human Services Committee Bill Analysis

Child Welfare and Adoption Reform

Comparison of H.R. 867, The Adoption Promotion Act of 1997
and S. 511, The Safe Adoptions and Family Environments Act

(Preliminary Draft, May 7, 1997)


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Overview

H.R. 867

S. 511

Title The Adoption Promotion Act of 1997 Safe Adoptions and Family Environments Act ("SAFE")
Sponsors Representative Camp (R-MI)

Representative Kennelly (D-CT)

Senator Chaffee (R-RI)

Senator Rockefeller (D-WV)

Senator Jeffords (R-VT)

Senator DeWine (R-OH)

Latest Action Passed House of Representatives,

416-5, April 30, 1997

Introduced March 20, 1997, referred to Senate Finance Committee
Cost estimate to Federal Government Cost Neutral $1-2 billion (CBO is currently re-estimating)




PROVISION

H.R. 867

(Representatives Camp / Kennelly)

S. 511

(Senators Chaffee / Rockefeller / Jeffords / DeWine)

COMMENTS

Defining and clarifying reasonable efforts in family reunification (State Plan requirement)
  1. A child's health and safety is paramount to the determination;
  2. Reasonable efforts shall be made except if it is determined to be inconsistent with the permanency plan for the child.
  3. States must define in law (by the first day of the first calendar quarter beginning after the close of the first regular session of the state legislature that begins after enactment) "aggravated circumstances" when reasonable efforts are unnecessary, such as abandonment, torture, chronic abuse or sexual abuse. A court of competent jurisdiction will determine if a child has been subjected to these "aggravated circumstances".
  4. Certain cases are federally defined for the court. Reasonable efforts are unnecessary when parental rights with respect to a sibling have been terminated involuntarily or parental contact described in CAPTA.
  5. Reasonable efforts to reunify may be made concurrently with reasonable efforts to place the child for adoption, with a legal guardian or in some other permanent living arrangement (See next section).

(Section 102)

  1. A child's health and safety is paramount to the determination;
  2. By 10/3/99, States must define in law when reasonable efforts are (a) unnecessary due to circumstances which endanger a child's health or safety (An illustrative list in the legislation includes cases involving murder or manslaughter of another child, felony assault to child or sibling, abandonment, torture, chronic abuse or sexual abuse) and (b) states must define when reasonable efforts are unnecessary in cases in which there are grounds for termination of parental rights without efforts first being required to reunify the child with the parent if the child is endangered.
  3. If a court determines that returning a child to the child's home would endanger the child's health or safety, reasonable efforts are also unnecessary.

(Section 2)

Both bills require states to enact statutes. This is preferable to a federally-defined definition. Senate bill appears to give states more authority to define when reasonable efforts are unnecessary.
"Reasonable efforts" to move children towards adoption or other permanent homes If reasonable efforts to reunify are determined unnecessary or are discontinued, efforts to place the child for adoption, with a legal guardian, or in some other permanent placement are required. (Section 2)

Requires documentation of reasonable efforts to place a child with an adoptive family, a legal guardian, or another permanent placement.

(Section 7)

If the state's goal for the child is adoption or permanent placement, reasonable efforts will be made to place the child with an adoptive family, a legal guardian, or other permanent placement.

(Section 301)

See termination of parental rights section.
Permanency Hearings Requires a permanency hearing at 12 months after a child is placed in foster care rather than 18 months as in current statute. Outlines specifics of permanency plan, including whether and when the child will be returned to the parent; referred for termination of parental rights; or placed for adoption, legal guardianship, or other permanent living arrangement.

(Section 5)

Requires a permanency hearing at 12 months and not less frequently than every 6 months thereafter. Outlines specifics of permanency plan, including whether and when the child will be returned to the parent; referred for termination of parental rights; or placed for adoption, legal guardianship, or other permanent living arrangement.

(Section 302)

House bill is silent (retains current law) on frequency of follow-up permanency hearings; Senate bill reduces this follow-up period to 6 months. The Senate bill allows states to use IV-E funds to funds for reunification and permanency services for one year. The House bill does not provide funds for these new expectations.
Termination of parental rights Requires states to file for termination of parental rights when a child under the age of 10 is in foster care for 18 out of 24 months. State option to exempt certain cases including a child being cared for by a relative; a petition by a court or state agency; or cases in which the State has not provided services to the family as the state deems appropriate.

(Section 3)

  1. No federally defined mandatory termination of parental rights or federally-mandated time frame for decision-making
  2. Termination is only dealt with in the context of state defined conditions for reasonable efforts to reunify. states must determine the cases for which there are grounds for expedited termination of parental rights without efforts first being required to reunify the child with the child's parents when the child is endangered.

(Section 102)

The House provision preempts state authority in this area.
Adoption across state and county jurisdictions No provisionThe Secretary of HHS is directed to appoint an advisory panel to review the Interstate Compact on the Placement of Children and other policies and practices and make recommendations on how to improve procedures to facilitate adoptions of children across state and county jurisdictions.

(Section 305)

Promoting Adoption of special needs children

(Eligibility for Title IV-E Adoption Assistance; see also Federal Reimbursement for Reunification)

No provision
  1. Eligibility for Title IV-E Adoption Assistance is available to all special needs children and is not linked to their eligibility for AFDC (TANF), SSI and Title IV-E foster care assistance.
  2. If the goal is reunification, states may allow a child to be placed with the child's parent in an "appropriate" residential treatment program and states may use Title IV-E dollars to care for that child (who otherwise would be placed in out-of-home care). (Section 303)
  3. Allow Title IV-E training funds to be used for cross-agency training of child welfare, substance abuse, mental health, education, juvenile justice, probation, welfare, and court staff. Training funds to benefit all children who are in foster care or who are adopted. (Section 204)
Senate provision provides a fiscal incentive for permanent families for additional special needs children, reunification, and training.
Adoption Incentive Payments Bonus to states who increase the number of adoptions of children in foster care as compared to FY 1997. Bonus is $4,000 per child plus additional $2,000 for each special needs adoption. This bonus must only be spent by the state to provide services under Title IV-B Child Welfare or Title IV-E (foster care, etc.). Must comply with data reporting requirements to receive incentive payments. (Section 4) No provisionThis provision would reward state performance.
Federal reimbursement for reunification and permanency services

(Expanded use of Title IV-E foster care maintenance payments; see also Promoting Adoption of Special Needs Children)

No provisionAllows the use of Federal foster care maintenance payments made to states for children in foster care or child care institutions to be used to reimburse states for reunification services during the first year following the child's removal from their home. Reunification services include permanency services, mental health services, treatment for domestic violence, transportation to and from services, individual, group and family counseling, residential or out-patient substance abuse treatment.

(Section 304)

The Senate provision would fund some of the mandates throughout the bill. There is no provision in the House bill.
Substance Abuse

(Substance Abuse Treatment and Block Grant)

No provision
  1. Establishes a new priority under the Substance Abuse and Treatment Block Grant for mothers/parents with children who are clients of child welfare agencies.
  2. If the goal is reunification, states may allow a child to be placed with the child's parent in an "appropriate" residential treatment program and states may use Title IV-E dollars to care for that child (who otherwise would be placed in out-of-home care). (Sections 201-3)
  1. There are no additional federal funds to expand treatment slots under the Substance Abuse Treatment Block Grant.
  2. There are no funds to implement a new priority group. There are only funds for cross-agency training, no specific funds for substance abuse training.
  3. This does provide states with another flexible option for use of IV-E funds.
Data Reporting-Federal Requirements
  1. Substantial data reporting requirements for adoption incentive payments
  2. Reports on state performance in protecting children
  3. Study on Kinship Care (Sections 4, 8, 10)
  1. New and substantial requirements for data from states

  1. States must collect data about extent of substance abuse among child welfare clients as a grant condition of the Substance Abuse Prevention and Treatment Block grant .

  1. A joint data report is required from the state substance abuse prevention and treatment agency and the state child welfare agency no later than 12 months after enactment. (Section 201)
No additional federal funds for the Adoption and Foster Care Analysis and Reporting System (AFCARS) despite significant additional requirements that will require reprogramming of state information systems.
Statewide multi-agency child death review teams No provision.Requires the state to establish and maintain a child death review team within 5 years of enactment of the legislation as a condition of receiving federal funds, and if necessary to cover all counties in the state, regional or local child death review teams must be established.

(Section 104)

This is an unfunded mandate and extremely proscriptive.
Criminal records checks Same language as Senate bill, but at state option.

(Amendment adopted on House floor)

Provides procedures for criminal records checks and checks of a state's child abuse registry for prospective foster or adoptive parents, or employees of a child care institution before any final placement can be approved. Criminal records checks that reveal a conviction for child abuse or neglect, spousal abuse, crimes against children, rape, sexual or other assault, or homicide shall not be granted. Cases which reveal conviction for a felony or misdemeanor not involving violence shall be considered on a case-by-case basis based on the nature, length and severity of the occurrence.

(Section 205)

House bill provides for an option, not a mandate
Technical Assistance $10 million per year from FY1998-FY2000 is available for technical assistance to states through grants or contracts to increase the number of adoptions and permanent placements. (Section 12) No provision
Independent Living Services Clarifies that the population eligible for Independent Living Services is children who are or have been in child care, who are 16 years of age, whose accumulated assets do not exceed $5,000, and who are making the transition from foster care to independent living. Current statute exempts children who have accumulated assets and who are therefore no longer eligible for IV-E. Eligibility for Independent living services is not dependent on eligibility for IV-E.

(Section 14)

Mentions independent living as a permanency option

(Section 301)

Innovation Grants for State Innovation in Child Protection and Permanence No ProvisionAvailable to states upon application approved by the Secretary of HHS to do one or more of the following: decrease the backlog of children in long-term foster care or awaiting adoption., ensuring a permanent placement within one year of foster care placement, implementing community based permanency initiatives, developing and implementing community-based child protection activities, establishing partnerships with business and religious organizations, development and implementation of state guidelines and new staffing approaches. Project can last up to 5 years. Cannot exceed $50 million. Cannot supplant funds. Must evaluate the project. (Section 401)
Expansion of Child Welfare demonstrations Increases the number of states who may receive a demonstration grant from 10-15, one must be for kinship care (Section 11) Increases the number of states who may receive a demonstration grant from 10-15. (Section 402) These waivers projects give states the flexibility from federal rules in order to make improvements.
Kinship CareHHS Report on State Kinship Care Programs (Reporting required). (Section 8) No provision.
Notification of Reviews and Hearings Foster parents and any relative providing care for a child must be provided notice of and have an opportunity to be heard in any review or hearing to be held with respect to the child.

(Section 6)

No provision
Case Planning No provision.Safety must be included in case planning and case reviews for children in foster care. (Section 103)
State Report Cards HHS will issue a report card on the performance of each state based on performance and outcome criteria. The Secretary has the authority to issue regulations to require states to report on performance measures. (Section 10) Each state must develop and implement state guidelines to ensure safe, quality care for children residing in out-of-home placement, including guidelines against which an agency's performance will be judged. (Section 206) The Senate bill allows states to access their own performance; the House bill has a federal assessment and comparison of the states.
Federal Parent Locator Service Authorizes the use of the Federal Parent Locator Service in establishing child custody or visitation orders. Current statute authorizes its use for the enforcement of orders.

(Section 9)

No provisionUnclear if this is an option or mandate to states. NCSL staff will seek clarification.
Standby guardianship Sense of Congress that states have laws and procedures that permit any parent who is chronically ill or near death, without surrendering parental rights, to designate a standby guardian for the parent's minor children, whose authority would take effect upon the death or mental incapacity of the parent, or with the parent's consent if the parent becomes physically debilitated.

(Section 16)

No provisionThe provision suggests Congressional support for standby guardianship, but does not carry the weight of law.



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