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Alliance for Uniform Hazmat Transportation Procedures

Governing Board Meeting Summary

Denver, Colorado
January 26-27, 2004


The Alliance for Uniform Hazmat Transportation Procedures consists of seven states that have implemented uniform forms and procedures for the permitting and registration of motor carriers of hazardous materials pursuant to 49 USC 5119.  This approach, called the Uniform Program (UP), has been adopted by Illinois, Michigan, Minnesota, Nevada, Ohio, Oklahoma, and West Virginia.  A governing board made up of member Alliance states oversees activities related to implementation and operation of the Uniform Program.  The Alliance is governed by several documents including the final report of the Alliance working group to the U.S. Secretary of Transportation and the Uniform Program Administrator’s Manual.  The Alliance is staffed by the National Conference of State Legislatures.

Present:

Cindy Bahner--Illinois, by phone
Larry AuBuchon--Michigan, by phone
Donna Redman, Jim Rhode--Nevada
John Canty--Ohio
Sherry Soliz-Oklahoma
Alan Abbott--West Virginia
Jim Reed--NCSL

Guests

Mike Manore, Ray Pittman-Bentley Transportation Systems

Meeting Convenes

The Chair of the Alliance Governing Board, Sherry Soliz, called the meeting to order and asked for introductions to be made around the table. 

Next brief state reports were given.

OK-Sherry Soliz said 42 carriers are part of the Oklahoma program and all is running as expected.

WV-Alan Abbott, the new program director in West Virginia reported that 382 carriers are registered/permitted in West Virginia.  He thanked everyone for the help in transitioning to the program.

IL-Cindy Bahner stated that 110 transporters are part of the Illinois program.   (97 are found on the quarterly report)

NV-Jim Rhode said that Nevada has a carrier base of 700 registered.  Nevada will be placing security information on a semi-secure server for carriers to receive information to comply with FMCSA security regulations.  A carrier would request access.

Ohio-John Canty reported that 2507 total carriers are registered, of these 280 are haz waste transporters.  Ohio has started to crack down on companies that have not paid fines and forfeitures-not granting any type of permit until they are paid up.  John Canty will send a list of these delinquent companies to the other states so they can be aware.

Michigan- Larry AuBuchon said 80 haz waste and 321 liquid industrial waste carriers are part of the Michigan program.  They are attempting to mesh the systems to better track which carriers are in the Uniform Program, in part by cross checking the EPA identification number.  They have found several carriers not in the system through this cross checking system.  Larry AuBuchon will share the names of the companies who appear to not be part of the Uniform Program.

Minnesota was not available to report, but has 671 carriers in the latest quarterly report.

The NCSL report was given by Jim Reed.  He stated that NCSL had received a new $100,000 grant from FMCSA to support Alliance activities.  He also said there will be some appearance changes on the Alliance web site as part of an NCSL web site redesign.  The substance will remain the same.  3300 overall Alliance home page hits were recorded in 2003, with a total of 6972 hits for all online Alliance hazmat documents.

Federal permit

Several states and the Alliance sent comments last October regarding the proposed federal safety permit for carriers of certain types of hazmat.  It seems that no one commented favorably.  Comments viewed on the docket more or less concurred with the position of the Alliance.  (Rich Moskowitz of the American Trucking Associations was scheduled to report on recent actions related to the federal permit, but was unable to participate due to illness.)

Administrator’s Manual

Jim Reed walked through the revised Administrator’s Manual.  The changes that the Board approved at the January 2003 meeting have been incorporated.  Annually at future January meetings, the manual will be revised to incorporate changes agreed to during the previous year.  Several additional suggestions were made to add to the manual, such as adding FEIN numbers.  These will be incorporated and a clean, revised manual will be sent out in the next few months.

Funding

There have been no developments regarding Booz Allen and any Research and Special programs Administration  funding for the Alliance database.  Transportation Security Administration funding was discussed.  It was agreed that John Canty, Sherry Soliz and Alan Abbott will look into how to apply for a TSA grant.  Jim Reed will contact a TSA intergovernmental person who has been attending NCSL meeting.  Discussion ensued on the proposed federal regulation requiring notification every 2-3 hours if a driver does not check in.

Application changes

Jim Rhode discussed the new HM-232 requirements regarding security.  It will likely become a part of compliance reviews.  More information is required on what classes and quantities of which materials it applies to.   The proposed certification on the Alliance application regarding security was discussed and approved.  It was also proposed and agreed to add an asterisk and note to the table of divisions and classes to reference security requirements. 

Discussion ensued on how to handle n/a answers on the application.  How would n/a be treated and whether applicants should have to certify even if it does not apply to them.

Other changes to the application were discussed and approved.  These included:

  • Listing the Alliance states and materials covered on the front page;
  • Changes to question 8 to add motor carrier docket number;
  • Changes to question 9 to specify which states and what materials will be transported;
  • Addition of Zones under Division 2.3 and division 6.1;
  • Additional language on Inspections certification;
  • Additional language on certification I 1.

The issue of mentioning other types of waste like Michigan’s liquid industrial waste on the front page of the application was discussed.

Sherry Soliz suggested language that would be placed on the application cover page.

“Other state-specific permits/registrations may apply to transportation of waste in Illinois and Michigan that is not included in the requirements of the Uniform Program, such as state-specific waste, liquid industrial waste, medical waste, solid waste and manifest requirements..  Contact the appropriate state with questions.”

Motion to approve without state names was offered by Cindy Bahner, with Larry AuBuchon seconding.  The vote was 3-3.  MI, IL, OK yes.  WV, OH, NV no.  It failed on the tie vote.

Bentley Presentation

The chair called on representatives of Bentley Transportation Systems for a presentation.

Mike Manore and Ray Pittman presented some ideas regarding permitting, routing and tracking of hazardous materials related to security.  An overview of hazmat stakeholders, initiatives and concepts was presented.  Various ideas of integrating elements of the Uniform Program with new border security requirements, with routing, tracking were discussed.  Broad issues of regulating hazmat and balancing security with safety concerns were discussed.  Sherry Soliz thanked Mr. Manore and Mr. Pittman for their presentation.

Discussion of the application resumed.  Consolidation of the redundant parts of the top and bottom parts of the cover page were approved.

Alan Abbott asked if a copy of the security plan could be requested.  All agreed that yes, on a case by case basis such plans could be requested and reviewed.  Members agreed to allow each state some flexibility on this, since FMCSA has yet to issues any guidelines.

Outreach

Sherry Soliz suggested the Alliance invite the Dangerous Goods Advisory Committee (DGAC), the American Trucking Associations (ATA), the Interested Parties for HMTA Reauthorization to the June meeting. In addition, representative of the Multi-State Highway Transportation Association (MHTA) should also be invited to the June meeting.  It was suggested to invite these guests very early and ask for presentations

Alliance efforts need to focus more on outreach.  Sherry Soliz suggested that the Alliance come up with a strategy that focuses on key people in key states-state staff, legislators, trucking associations.  Key to this is finding out states that are introducing legislation that may be an opportunity for input from the Alliance.  NCSL is able to research bills in states periodically, perhaps every few weeks, to identify possible states. 

Sherry Soliz will see which states submitted comments on the federal permit as possible interested states.  Other possibilities include looking to corridor states like Colorado and Kansas and reaching out specifically to the permit people in the key states.  Jim Reed will contact Cynthia Hilton to see who is the key hazmat person.  Alan Abbott suggested using the proposed federal permit as an opportunity to recruit new states since the feds have proposed that equivalent state programs will receive less scrutiny. Discussion ensued concerning working with other groups like the Commercial Vehicle Safety Alliance (CVSA.)

Sherry Soliz reported that discussions with Missouri on joining the Alliance are ongoing.  Barb Hague will receive a copy of the Administrator’s Manual.

Data Repository

The Governing Board asked NCSL to study the feasibility and cost of NCSL doing the database.  NCSL was asked to give some initial feedback by April and present a preliminary proposal.  A more developed proposal would be presented at the June meeting. 

Alliance Dues

Discussion of a proposed dues invoice ensued.  Some minor changes were suggested and on Jim Rhode motion, and Cindy Bahner’s second, all voted in favor.   It was requested that the invoice be mailed by NCSL in early February.  The revised dues invoice is attached to this meeting summary.

January 27, 2004--Day 2

Buzz Danzl-Minnesota joined the conversation via telephone.

Application changes

The group revisited the cover page and reconsidered language regarding other types of waste.  Larry AuBuchon submitted language to the group.  It read:

“Note:  Transportation of wastes not covered under the Uniform State Hazardous Materials Transportation Motor Carrier Registration and Permit Program may have additional permit/registration/manifest requirements in various Program States. Questions should be directed to the specific Program State regarding the waste transportation as noted below:

Illinois: Non-hazardous special waste, potential infectious medical waste, used tires
Michigan: Non-hazardous liquid industrial waste, scrap tires, PCB.”

John Canty moved adoption, Sherry Soliz seconded, and it passed unanimously. 

It was also agreed to place state web site addresses and the NCSL web site on Appendix A of the Application and to the Administrator’s Manual.  All members will send web sites to Jim Reed.  Also agency FEIN numbers will be added as well to Manual.  Appendix B will be moved to the beginning of the Manual.

West Virginia Peer Review

Alan Abbott began walking through the peer review checklist that he had completed

Under Question C7, it was noted that Part III information is kept confidential, while the rest is publicly available.

While discussing Question F7, it was recommended that hazardous waste haulers be checked/verified for their EPA number through RCRIS to ensure match up of names and numbers.    Alan noted that WV has only 21 waste transporters.

On Question H2, Sherry Soliz recommended that West Virginia use the RSPA incident database. 

Member states found the West Virginia program to be in compliance and thanked Alan Abbott for his work in the smooth transition of West Virginia’ program leadership.  John Canty moved and Jim Rhode seconded to find West Virginia in compliance with Alliance procedures.  It passed unanimously.

Sherry Soliz noticed that the credential still lists the ICC#. She recommended that it be replaced with the MC#.  All agreed and will do it as soon as is possible.

Discussion ensued around the next meeting and ways to get people to attend.  A letter will be sent to Michigan and Minnesota from Chair Sherry Soliz inviting their attendance in person.

Jim Reed will send out the MCSAP letter again which approves states using MCSAP funds to pay Alliance dues.

The Board reviewed and approved a revised Alliance dues invoice.

Audits

Jim Rhode quickly reviewed Nevada’s desk audit procedures.  The discussion was tabled for a future meeting due to the shortness of time available.

Greg Fulton, President of Colorado Motor Carriers Association joined the meeting and spoke about the importance of trucking in Colorado.  He discussed the previous effort in Colorado to try to pass a bill to implement the Uniform Program.  He said it would help to simplify the application and make it available to fill out online.  He suggested coinciding our meeting with the National Tank Truckers Committee (NTTC) or ATA to reach out more. He answered a number of questions from Alliance members.  Chair Soliz thanked him for taking time to make remarks to the group.

The next Alliance meeting will be June 14-15, 2004 in Denver at the Warwick Hotel.  The group will attempt to schedule its winter meeting in conjunction with COMED in Florida.  Oklahoma City was discussed as a future meeting site as well. 

The meeting was adjourned.


“TO DO” LIST from Governing Board Meeting in Denver, Jan. 2004

All Members

  • Send web site addresses to J. Reed. - DONE
  • Replace ICC# with MC# on credential.

A. Abbott

  • Work with S. Soliz and J. Canty on TSA grant.          

L. AuBuchon

  • Send Alliance members a list of carriers not permitted that are going through Michigan.

J. Canty

  • Send Alliance members a list of carriers with outstanding warrants in Ohio. - DONE
  • Work on TSA grant with S. Soliz and A. Abbott.

J. Reed

  • Notify member states when the NCSL “Alliance link” web site shift will occur that changes the web site to a document page. - DONE.
  • Send out “dues invoices” first of February. - DONE
  • Draft meeting summary. - DONE
  • Finalize application and instructions, post on web site. - DONE
  • Finalize Administrator’s Manual. - DONE
  • Contact TSA person who has attended NCSL meetings.
  • Send early letters of invitation to June meeting to ATA, DGAC, IP, MHTA, CVSA.
  • Provide periodic information on hazmat bills introduced in states to gage interest in hazmat issues and identify states for outreach.
  • Contact Cynthia Hilton for update. - DONE
  • Prepare NCSL proposal on hosting Alliance data repository.
  • Send out approval letter for use of MCSAP funds again. - DONE

J. Rhode

  • Send copy of Nevada grant to J. Canty so we can work on possible TSA funding (submit to Kate Parker, TSA).

S. Soliz

  • Send OCC website address to J. Reed - DONE
  • Get on State websites and make a list of the State agencies that permit HM/HW - share with J. Reed & J. Canty
  • Send email to C. Bahner & A. Abbott regarding RSPA hazmat incident data - how to download and view accident data
  • Send letter to B.Danzl’s supervisor regarding attendance at meetings (Ward Briggs, Director, Office of Motor Carrier Services) - DONE
  •  Send letter to L. AuBuchon’s supervisor (same thing) George Bruchmann, Division Chief, Waste and Hazardous Materials Division - DONE
  • Check w/ Lt. Hardridge for MCSAP funds to handle Oklahoma Alliance travel
  • Get contact information from Hardridge to start meeting in conjunction with COHMED winter meetings - get on opening meeting agenda - DONE


Dues Invoice

Alliance for Uniform Hazmat Transportation Procedures
For January 2004-December 2004

Date of Invoice:            February 5 , 2004

Due Date:                     March 30, 2004

Number of motor carriers registered in STATE NAME:  _________

Amount Due from STATE NAME:  $________

Amount Payable to :    National Conference of State Legislatures (NCSL)
                                  7700 East First Place
                                  Denver, Colorado  80230
                                  Attention:  Jim Reed
                                  

Note:  In receiving these funds, NCSL is acting at the direction of the of the Governing Board of the Alliance for Uniform Hazmat Transportation Procedures.  The Governing Board authorized dues payment by Alliance member states, a dues schedule and collection of such dues by NCSL at its June 2001 meeting.  NCSL will use said funds to pay for expenses in connection with duties performed for the Alliance for Uniform Hazmat Transportation Procedures.  Such duties include NCSL providing staff to the Alliance.  Staff duties include the preparation of meeting summaries and other documents as requested by the Alliance Governing Board; organization, management and travel to meetings of the Alliance Governing Board; keeping the Alliance application and accompanying documents up to date; interfacing with key parties related to the Alliance Uniform Program.  Other duties include hosting and maintenance of an Alliance web page; assistance with peer reviews of Alliance state members; and assistance to the Alliance in developing and obtaining funding for a central Alliance data base.  NCSL will provide an annual report to the Alliance Governing Board on the amount of funds remaining in the Hazmat Alliance Account.

Questions on this invoice?  Contact Jim Reed, 303-856-1510, jim.reed@ncsl.org

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